What Is An Introducing Broker Agreement

6. Limiting the administration of individual treatment 6.1. The IB is not allowed to act without the company`s prior written consent:6.1.1. to assume responsibility on behalf of the company or to subject the company to obligations;6.1.2. publish documents (articles, letters) or help write material (articles, letters) through the company in newspapers, magazines or other magazines or on internet resources (such as blogs, social networking sites, forums, etc.) that may damage the company`s positive image; or 6.1.3. provide guarantees and/or commit to claiming rights to payments in the context of company contracts and/or agreements. An importing broker (IB) is better known as a commodity broker or futures broker (something most investors in the futures market know). An IB is the one that places the remaining trades for its customers. 3. Interaction of parts3.1. This agreement does not constitute an agreement for the creation of a partnership, joint venture, agency or employer-employee relationship. The IB can only operate and act as an existing customer of the company, which serves as IB and not other function, in its dealings with third parties. This agreement exists between an introductory broker and a carrier broker for the purpose of setting up a type (1-4) setting up/brokerage contract.

A type (1-4) introduction/brokerage door is one of four of the introduction carrying brokerage arrangements, where an introductory broker is allowed to introduce clients to a carrier broker. In this agreement, the type (1-4) of carrier broker has agreed to provide certain services, including clearing and registration activities for the introductory type broker (1-4). The agreement is required by the IIROC under The Dealer`s Rule 35, introduction/carrying broker arrangements. The IIROC must approve the agreement before it enters into force. 9.2. If, for any reason, IB no longer has a customer account with the company, that contract is terminated immediately. If the IB ceases to have a customer account with the company:9.2.1. due to a breach of the customer agreement by IB, any referral commission attributable to the individual TRAITEMENT is up to the time of the occurrence of the infringement; or9.2.2. not because of a breach of the customer contract by IB, a referral commission that is due to individual treatment up to the written termination date of the customer contract by one of the contracting parties. 3.4. The company is in no way responsible for:3.4.1.

Ib acts that contrainfly the provisions of this Contract and/or the Customer Contract.3.4.2. Acts of the GI that go beyond the power conferred by the company under this agreement.3.4.3. any complaint filed against Company I acting as an IB. An introductory broker can be registered through organizations such as the National Futures Association.